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CATEGORY:Legal
DESCRIPTION:
Collaborate with C suite executives and other stakeholders on sophisticated legal and regulatory matters pertaining to financial services. Well-established, innovative financial services company. Positive culture. Incredible opportunity for professional growth. Flexible hybrid schedule. Highly competitive compensation. Seeking candidates with substantial experience handling FINRA, SEC, and other sophisticated legal and regulatory matters pertaining to Broker Dealers and Registered Investment Advisors. JD and bar admission required. EOE
